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Advisory Services
Strategic advisory for ethics and compliance programmes that work in practice, not just on paper.

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Ethics Framework Design

We design the structure that makes ethics a board-level discipline, with clear ownership, independent oversight and direct lines to the top.

  • Establishing an Ethics Office or Ethics Committee with a defined mandate

  • Defining the role and remit of the Chief Ethics Officer

  • Creating escalation paths directly to the Board Audit Committee

  • Integrating core policies: Gifts & Hospitality, Insider Trading, Related Party Transactions, Data Privacy and Third-Party Risk

  • Aligning the framework with recognised international standards

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Ethics Strategy & Roadmap

We assess where your programme stands today, whether reactive and baseline or strategic and value-driven, and chart a practical path forward.

  • Current-state maturity assessment

  • Measurable KPIs, such as completion rates on dilemma-based training, resolution time for whistleblower complaints and reduction in third-party violations

  • A phased roadmap that ensures policies are implemented in spirit, not only in letter

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Code of Conduct Development & Review

We turn principles such as Integrity and Accountability into concrete Do's and Don'ts across your operations, and replace the 50-page PDF with a Code people actually consult

  • Interactive, searchable digital Codes designed for micro-learning

  • Quick-reference pocket guides for everyday decisions

  • Scenarios grounded in Indian business reality: festive and Diwali gifting, government inspections, political contributions, and conduct on WhatsApp and social media

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Ethics Communication Strategy

Awareness fades without reinforcement. We design communication that reaches people where decisions are actually made.

  • Omnichannel campaigns: “Dilemma of the Month” infographics, leadership video messages and intranet features

  • Behavioural nudges: ethical prompts at critical decision points, such as a disclosure prompt in the expense portal when vendor receipts are submitted

  • Crisis & reputation messaging: internal and external communication strategies during ethics-related crises or investigations

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Ethics Risk Assessment

Most ethical breakdowns happen not because a policy was missing, but because incentives encouraged people to bypass it. We look where conventional audits don't.

  • Incentive review: sales targets, bonus structures and KPIs examined for “pressure cookers”, such as unrealistic quarterly targets that push teams toward bribery or premature revenue recognition

  • Speak-up climate: whether employees feel safe raising concerns, or fear retaliation from middle or senior management

  • The middle-management filter: how team leads respond when ethical concerns collide with results, since the C-suite's message is only as strong as the managers who carry it

Ethics Audit

Recommended once your Ethics & Compliance programme is in place, the audit tests whether policy is translating into behaviour.

  • Focus group discussions with a representative cross-section of employees to surface implementation gaps and gauge perceptions of ethical culture

  • Review of key policies, including Code of Conduct, Anti-Bribery & Anti-Corruption, Prevention of Sexual Harassment (PoSH) and Gifts & Entertainment, with recommended revisions

  • Practical measures to strengthen adherence to company policies

  • Recommendations for an effective grievance redressal and investigation mechanism across policies.

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ABOUT US

The aim of Ethics Research and Consulting Pvt. Ltd. is to take forward the findings of the research study conducted at the doctoral thesis level. This has given the researcher the conviction to enable companies in their pursuit to bring Ethics into Business practise.
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ADDRESS

Tel : +91 22 4881 4444

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Address :

The Compliance & Ethics Academy, #12A-09, 13th Floor, Parinee Crescenzo, G Block, Bandra Kurla Complex, Near MCA Club, Bandra East, Mumbai, Maharashtra 400051

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Email : thecea@legasis.in

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